K10 Vision AM (Audit Management)
Risk-Based Annual Planning
For most audit teams, risk-based annual planning is a fundamental part of the audit lifecycle. K10 Vision AM has been designed to actively support and enhance this process — helping teams align audit priorities, resources and risk coverage with complete confidence.
Unlike traditional audit management solutions, K10 Vision AM enables teams to configure and apply their own risk assessment methodologies without compromise. Whether your approach is simple or highly sophisticated, K10 Vision AM adapts to the way you work — ensuring the software becomes a true enabler of your audit strategy and adds measurable value throughout the planning cycle.
Intelligent Scheduling and Resource Management
K10 Vision AM provides comprehensive scheduling capabilities to help audit teams maximise efficiency, regardless of their size, structure or complexity.
From single audit functions to multiple teams operating across regions, countries and time zones, K10 Vision AM provides the flexibility required to coordinate resources, manage workloads and deliver audits effectively.
Audit Files Designed Around You
When selecting audit management software, usability and user adoption are critical. K10 Vision AM is the first solution of its kind to give audit teams complete control over the structure, appearance and content of their audit files.
Rather than forcing teams into rigid, predefined templates, K10 Vision AM removes the limitations associated with legacy systems. Audit teams can design audit files that reflect their own methodologies, standards and working practices — improving both efficiency and adoption.
Powerful Working Papers and Audit Documentation
At the core of every audit management system are the working papers. K10 Vision AM provides a powerful, flexible environment supported by a wide range of intelligent methodologies designed to meet the needs of modern audit teams.
Whatever documentation standards, review processes or approval workflows your team follows, K10 Vision AM can be configured to fully support them.
Auditors can work with confidence knowing that when online, all activity is saved and backed up automatically in real time. When offline working is required, K10 Vision AM allows users to continue capturing evidence, completing documentation and recording progress locally — with automatic synchronisation once connectivity is restored.
Actions, Recommendations and Follow-Up
The value of an audit continues long after fieldwork is completed. K10 Vision AM provides a comprehensive framework for managing audit findings, actions and recommendations through to completion.
Teams can create different categories of actions and recommendations, each with their own configurable fields, workflows, permissions and escalation processes — ensuring accountability, visibility and effective follow-up.
Dynamic Audit Reporting
The audit report remains one of the most important outputs of the audit process. K10 Vision AM includes a dedicated reporting engine designed to make report creation simple, flexible and efficient.
Reports are fully configurable and can be generated using Microsoft Word and Excel outputs, allowing teams to report on any information captured within the system while maintaining their preferred reporting formats.
Performance Management and Audit Insights
K10 Vision AM provides audit teams with powerful management information and performance reporting capabilities.
Teams can monitor key audit performance indicators such as budgets versus actuals, audit progress, resource utilisation and delivery metrics. Integrated expense tracking also enables teams to record and manage audit-related costs such as travel and out-of-pocket expenses where required.
With K10 Vision AM, audit teams gain the flexibility, visibility and control needed to manage the complete audit lifecycle — from strategic planning through to final reporting and continuous improvement.
K10 Vision RM (Enterprise Risk Management)
A Complete Enterprise Risk Management Platform
Effective Enterprise Risk Management requires organisations to identify, assess, monitor and respond to risks in a structured, consistent and meaningful way.
K10 Vision RM provides a world-class, AI-enabled Enterprise Risk Management platform designed to help organisations manage risk across their entire operating environment — providing complete visibility, control and assurance.
From strategic and operational risks through to regulatory, financial, technology, cyber, ESG and emerging risk areas, K10 Vision RM provides ERM teams with the flexibility required to build a risk management framework that reflects exactly how their organisation operates.
By combining Enterprise Risk Management with Audit and Compliance capabilities within a single integrated platform, K10 Vision RM enables organisations to strengthen collaboration, improve insight and gain a truly connected view of governance, risk and assurance.
Risk Registers Designed Around Your Organisation
Every organisation has its own approach to managing risk. K10 Vision RM has been designed to provide complete flexibility, enabling teams to create an unlimited number of fully configurable risk registers across their organisation.
Risk registers can be aligned to any element of the organisation’s entity universe, including business units, processes, functions, locations, legal entities or any other organisational structure.
This enables Audit, Risk and Compliance teams to operate from a shared framework, improving consistency, removing duplication and maximising the value gained from an integrated approach.
Every aspect of each risk register — including the fields, information captured, workflows and supporting documentation — can be configured to meet the exact requirements of each organisation.
Fully Configurable Risk Management Methodologies
K10 Vision RM recognises that there is no single approach to effective risk management.
Unlike traditional systems that force organisations into predefined risk models, K10 Vision RM allows teams to configure their own risk assessment methodologies without limitation.
Whether assessing risks using impact and likelihood models, inherent and residual risk scoring, control effectiveness assessments, maturity-based models or organisation-specific methodologies, K10 Vision RM adapts seamlessly to your requirements.
Multiple risk assessment methodologies can operate at the same time, enabling different teams, regions or risk categories to apply the approach most appropriate to their needs.
As risk practices evolve, methodologies can also be enhanced or changed at any time without impacting historical assessments or future risk management activities.
Comprehensive Risk Capture and Assessment
At the heart of every ERM programme is the quality and consistency of risk information.
K10 Vision RM enables organisations to document risks using fully configurable screens, ensuring the information captured reflects exactly what matters to the organisation.
Risk assessments can be completed directly within the platform or securely online, enabling risk owners and stakeholders across the business to actively participate in the risk management process.
This creates a more collaborative, transparent and efficient approach to identifying, assessing and managing risk.
Integrated Risk and Control Management
Understanding the relationship between risks and controls is essential to effective governance.
K10 Vision RM provides integrated risk and control libraries that allow organisations to define, maintain and reuse common risks and controls across their enterprise.
This helps improve consistency, reduce duplication and strengthen the connection between Enterprise Risk Management, Compliance activities and Internal Audit assurance.
By bringing risks, controls, assessments and assurance activities together, K10 Vision RM enables organisations to build a truly connected view of their risk environment.
Real-Time Risk Intelligence and Dashboards
Timely and accurate information is essential for effective risk decision-making.
K10 Vision RM provides fully integrated dashboards and reporting capabilities that deliver real-time visibility across the organisation’s risk landscape.
Dashboards can provide enterprise-wide views or focus on individual risk registers, functions, business areas or specific risk categories — ensuring every stakeholder has access to the insight they need.
From executive oversight through to operational risk management, K10 Vision RM transforms risk data into meaningful intelligence.
Secure Collaboration and Granular Access Control
Enterprise Risk Management often involves multiple stakeholders across different teams, regions and levels of the organisation.
K10 Vision RM provides comprehensive permission management capabilities to ensure users only access the information relevant to their responsibilities.
Granular security controls allow organisations to confidently involve risk owners, control owners, management teams and external stakeholders while maintaining appropriate confidentiality and governance.
AI-Enabled Enterprise Risk Management
Modern organisations need smarter ways to understand increasingly complex risk environments.
K10 Vision RM’s AI-enabled capabilities help ERM teams improve efficiency, enhance insight and support better decision-making across the risk lifecycle.
By combining configurable methodologies, integrated data and intelligent technology, K10 Vision RM enables teams to spend less time administering risk processes and more time understanding and managing the risks that matter.
Connected Governance, Risk and Assurance
K10 Vision RM brings Enterprise Risk Management together with Audit and Compliance in one fully integrated platform (K10 Vision’s ARC Software Suite).
This connected approach enables organisations to align risks, controls, assurance activities, regulatory obligations and improvement actions — creating a single source of truth for governance and oversight.
With K10 Vision RM, organisations gain the flexibility, visibility and intelligence required to manage today’s risks while preparing for the challenges of tomorrow.
K10 Vision CM (Compliance Management)
A Complete Compliance Management Suite
Today’s organisations operate in an increasingly complex environment where regulatory expectations, governance requirements and compliance obligations continue to evolve at pace.
K10 Vision CM provides a world-class, AI-enabled Compliance Management Suite designed to help organisations efficiently manage, monitor and demonstrate compliance across multiple standards, regulations and internal control frameworks.
From Financial Reporting and Regulatory Compliance through to Cyber Security, ESG, ISO Standards, legislated frameworks and emerging governance requirements such as Artificial Intelligence, K10 Vision CM provides a single, integrated platform to bring structure, consistency and confidence to the entire compliance lifecycle. K10 Vision CM is supported by a full array of embedded Frameworks, Standards and Regulations – examples include ISO/IEC 27001:2022, NIST SP 800-53, Secure Controls Framework (SCF) and SOC 2 (Trust Services Criteria).
Frameworks Designed Around Your Organisation
No two organisations manage compliance in exactly the same way. K10 Vision CM has been designed with flexibility at its core, enabling teams to configure and manage virtually any compliance methodology, framework or operating model.
Whether adopting recognised industry standards, regulatory requirements, internally developed control frameworks or a combination of multiple obligations, K10 Vision CM adapts to your organisation — rather than forcing your organisation to adapt to the software.
This flexibility ensures compliance teams can maintain their established approaches while improving efficiency, visibility and governance.
Intelligent Compliance Planning and Risk Management
Effective compliance management begins with understanding obligations, assessing risk and focusing resources where they matter most.
K10 Vision CM enables organisations to map regulatory requirements, risks, controls, processes and responsibilities within a fully integrated environment. Powerful assessment methodologies support prioritisation, helping teams identify areas of exposure, monitor compliance maturity and focus attention on the highest-risk activities.
AI-enabled capabilities further enhance this process by supporting analysis, insight generation and improved decision-making across complex compliance environments.
Centralised Control and Evidence Management
At the heart of any effective compliance programme is the ability to demonstrate that the right controls are operating effectively.
K10 Vision CM provides a comprehensive control and evidence management environment where teams can document requirements, assign ownership, perform assessments, capture evidence and track outcomes.
Whether managing financial controls, regulatory obligations, cyber security requirements, ESG reporting criteria, ISO certification processes or specialist frameworks, K10 Vision CM provides complete visibility over compliance status and performance.
Continuous Monitoring and Compliance Assurance
Traditional compliance activities are often periodic, manual and resource intensive. K10 Vision CM enables organisations to move towards a more proactive model through continuous monitoring, and real-time insight.
Compliance activities can be scheduled, assigned, reviewed and tracked across teams, locations and business units, ensuring responsibilities are clear and deadlines are effectively managed.
The platform supports organisations operating at any scale — from individual compliance teams through to global organisations managing multiple frameworks across different jurisdictions and regulatory environments.
Issue Management, Actions and Remediation
Identifying compliance gaps is only valuable when organisations can effectively manage their resolution.
K10 Vision CM provides a complete framework for recording issues, creating actions, assigning accountability and tracking remediation activities through to completion.
Different issue types can be configured with dedicated workflows, approval processes, escalation routes and access permissions — ensuring compliance concerns are managed consistently and transparently.
AI-Enabled Compliance Intelligence
As regulatory expectations increase, organisations require smarter ways to understand and manage compliance information.
K10 Vision CM incorporates AI-enabled capabilities designed to enhance productivity, improve insight and support better governance.
From helping users navigate complex information through to supporting analysis, reporting and decision-making, K10 Vision CM enables compliance professionals to spend less time managing administration and more time delivering value.
Dynamic Compliance Reporting
Clear, accurate and timely reporting is essential for effective governance.
K10 Vision CM includes a powerful reporting engine that enables organisations to create fully configurable reports aligned to the needs of management, executives, regulators and oversight committees.
Using familiar Microsoft Word and Excel outputs, users can report on any information captured within the system — delivering meaningful insight while maintaining preferred reporting formats.
Performance Management and Compliance Oversight
K10 Vision CM provides management teams with the visibility needed to understand compliance performance across the organisation.
Comprehensive dashboards and reporting capabilities allow teams to monitor key indicators including compliance status, assessment outcomes, remediation progress, overdue activities, framework coverage and emerging areas of concern.
By bringing together obligations, controls, assessments, evidence, reporting and improvement activities into one integrated environment, K10 Vision CM provides the confidence, transparency and control required to manage compliance in an increasingly complex world.
